{"id":358134,"date":"2013-01-28T16:34:14","date_gmt":"2013-01-28T21:34:14","guid":{"rendered":"https:\/\/content.findlaw-admin.com\/ability-law\/dictionary\/legal-glossary\/securities-law.html"},"modified":"2013-01-28T16:34:14","modified_gmt":"2013-01-28T21:34:14","slug":"securities-law","status":"publish","type":"dictionary","link":"https:\/\/dictionary.findlaw.com\/legal-glossary\/securities-law.html","title":{"rendered":"Securities Law"},"content":{"rendered":"<html> <body>  <p>Trying to decipher an acronym? Attempting to understand legal jargon? The Securities Law glossary gives you access to definitions for the Securities Law terminology commonly used in documents&nbsp;and court proceedings. This Securities Law glossary will help you understand the legal terms and phrases which are relevant to fair disclosure issues, securities fraud, and other areas of Securities Law.<\/p>  <p>FindLaw is your starting place for help understanding the law. Start here to find resources to learn how to find an attorney, legal aid services and legal self help. Click here to find more <a title=\"Securities Law\" href=\"https:\/\/www.findlaw.com\/consumer\/securities-law.html\" target=\"_blank\" rel=\"noopener\">Securities Law legal information<\/a>.<\/p>  <\/body> <\/html><div>\n    \n        <div\n            id=\"fl-content-list-container\"\n            class=\"fl-flex fl-flex-column fl-content-list-container\"\n        >\n            \n            <ul class=\"fl-list fl-content-list fl-no-margin\" data-testid=\"fl-content-list\">\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"10-K\" href=\"https:\/\/dictionary.findlaw.com\/definition\/10-k.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            10-K\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8217;10-K&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"10-Q\" href=\"https:\/\/dictionary.findlaw.com\/definition\/10-q.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            10-Q\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8217;10-Q&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Blue Sky Laws\" href=\"https:\/\/dictionary.findlaw.com\/definition\/blue-sky-laws.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Blue Sky Laws\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Blue Sky Laws&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Bond\" href=\"https:\/\/dictionary.findlaw.com\/definition\/bond.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Bond\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Bond&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Capital\" href=\"https:\/\/dictionary.findlaw.com\/definition\/capital.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Capital\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Capital&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Certificate Of Deposit (Cd)\" href=\"https:\/\/dictionary.findlaw.com\/definition\/certificate-of-deposit-cd.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Certificate Of Deposit (Cd)\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Certificate Of Deposit (Cd)&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Insider Trading\" href=\"https:\/\/dictionary.findlaw.com\/definition\/insider-trading.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Insider Trading\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Insider Trading&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Long\" href=\"https:\/\/dictionary.findlaw.com\/definition\/long.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Long\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Long&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Mandatory Delivery Commitment\" href=\"https:\/\/dictionary.findlaw.com\/definition\/mandatory-delivery-commitment.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Mandatory Delivery Commitment\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Mandatory Delivery Commitment&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Margin Account\" href=\"https:\/\/dictionary.findlaw.com\/definition\/margin-account.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Margin Account\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Margin Account&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Money Market\" href=\"https:\/\/dictionary.findlaw.com\/definition\/money-market.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Money Market\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Money Market&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Offering\" href=\"https:\/\/dictionary.findlaw.com\/definition\/offering.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Offering\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Offering&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Option\" href=\"https:\/\/dictionary.findlaw.com\/definition\/option.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Option\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Option&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Registration Statement\" href=\"https:\/\/dictionary.findlaw.com\/definition\/registration-statement.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Registration Statement\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Registration Statement&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Securities Act Of 1933\" href=\"https:\/\/dictionary.findlaw.com\/definition\/securities-act-of-1933.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Securities Act Of 1933\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Securities Act Of 1933&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Securities Act Of 1934\" href=\"https:\/\/dictionary.findlaw.com\/definition\/securities-act-of-1934.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Securities Act Of 1934\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Securities Act Of 1934&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Securities And Exchange Commission\" href=\"https:\/\/dictionary.findlaw.com\/definition\/securities-and-exchange-commission.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Securities And Exchange Commission\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Securities And Exchange Commission&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Securities And Exchange Commission (Sec)\" href=\"https:\/\/dictionary.findlaw.com\/definition\/securities-and-exchange-commission-sec.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Securities And Exchange Commission (Sec)\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Securities And Exchange Commission (Sec)&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Securitize\" href=\"https:\/\/dictionary.findlaw.com\/definition\/securitize.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Securitize\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Securitize&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Shareholder\" href=\"https:\/\/dictionary.findlaw.com\/definition\/shareholder.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Shareholder\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Shareholder&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Shelf Registration\" href=\"https:\/\/dictionary.findlaw.com\/definition\/shelf-registration.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Shelf Registration\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Shelf Registration&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Stock\" href=\"https:\/\/dictionary.findlaw.com\/definition\/stock.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Stock\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Stock&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                                    <li class=\"fl-content-list-item\" data-testid=\"fl-content-list-item\">\n                        <a title=\"Venture Capital\" href=\"https:\/\/dictionary.findlaw.com\/definition\/venture-capital.html\" class=\"fl-content-list-item-link fl-text-bold\">\n                            Venture Capital\n                        <\/a>\n                        <div class=\"fl-content-list-item-description\">What is &#8216;Venture Capital&#8217;? Learn more about legal terms and the law at FindLaw.com<\/div>\n                    <\/li>\n                            <\/ul>\n            <button\n                class=\"fl-content-list-show-more fl-text-lg-bold fl-flex fl-justify-center fl-text-underline\"\n                type=\"button\"\n                data-testid=\"fl-show-more-button\"\n            >\n                Show More\n            <\/button>\n        <\/div>\n    <\/div>\n","protected":false},"excerpt":{"rendered":"<p>Find your Securities legal terms and definitions on FindLaw Dictionary Glossary focused on Securities Law<\/p>\n","protected":false},"parent":358121,"menu_order":0,"template":"app\/Http\/Controllers\/Templates\/DictionarySubtopicController.php","meta":{"_acf_changed":false,"_stopmodifiedupdate":false,"_modified_date":"","_autodraft_ids":[],"_cloudinary_featured_overwrite":false,"_sb_is_suggestion_mode":false,"_sb_show_suggestion_boards":false,"_sb_show_comment_boards":false,"_sb_suggestion_history":"","_sb_update_block_changes":"","_is_real_time_mode":false,"_realtime_collaborators":"","cf_checklist_status":[]},"dictionary_tags":[],"class_list":["post-358134","dictionary","type-dictionary","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary\/358134","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary"}],"about":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/types\/dictionary"}],"up":[{"embeddable":true,"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary\/358121"}],"wp:attachment":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/media?parent=358134"}],"wp:term":[{"taxonomy":"dictionary_tags","embeddable":true,"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary_tags?post=358134"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}