{"id":365011,"date":"2013-01-28T16:34:14","date_gmt":"2013-01-28T21:34:14","guid":{"rendered":"https:\/\/content.findlaw-admin.com\/ability-law\/dictionary\/definition\/securities-and-exchange-commission.html"},"modified":"2013-01-28T16:34:14","modified_gmt":"2013-01-28T21:34:14","slug":"securities-and-exchange-commission","status":"publish","type":"dictionary","link":"https:\/\/dictionary.findlaw.com\/definition\/securities-and-exchange-commission.html","title":{"rendered":"Securities And Exchange Commission"},"content":{"rendered":"\n<div class=\"fl-index-heading\">\n    <p>term:<\/p>\n    <h1 class=\"fl-h1 fl-mb20\"><\/h1>\n\n    <dl class=\"fl-index-heading-description-list\">\n            <dt class=\"fl-mb10\"><p class=\"fl-text-bold\"><\/p><\/dt>\n        <dd><\/dd>\n<\/dl>\n<\/div>\n<div>\n            <div class=\"contentList list parbase section\">\n\t\t\t<h2>Related Terms from the Securities Law Glossary<\/h2>\n\t\n\t<div class=\"grid\" style=\"--bs-gap: 0 15px\">\n\t\t\t\t\t<div class=\"g-col-12 g-col-12 g-col-md-6 g-col-xxl-4\">\n\t\t\t\t<ul class=\"fl-list fl-no-margin fl-mt20 fl-mb20\">\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"10-K\" href=\"https:\/\/dictionary.findlaw.com\/definition\/10-k.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\t10-K\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"10-Q\" href=\"https:\/\/dictionary.findlaw.com\/definition\/10-q.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\t10-Q\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Blue Sky Laws\" href=\"https:\/\/dictionary.findlaw.com\/definition\/blue-sky-laws.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tBlue Sky Laws\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Bond\" href=\"https:\/\/dictionary.findlaw.com\/definition\/bond.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tBond\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Capital\" href=\"https:\/\/dictionary.findlaw.com\/definition\/capital.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tCapital\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t<\/ul>\n\t\t\t<\/div>\n\t\t\t\t\t<div class=\"g-col-12 g-col-12 g-col-md-6 g-col-xxl-4\">\n\t\t\t\t<ul class=\"fl-list fl-no-margin fl-mt20 fl-mb20\">\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Certificate Of Deposit (Cd)\" href=\"https:\/\/dictionary.findlaw.com\/definition\/certificate-of-deposit-cd.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tCertificate Of Deposit (Cd)\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Insider Trading\" href=\"https:\/\/dictionary.findlaw.com\/definition\/insider-trading.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tInsider Trading\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Long\" href=\"https:\/\/dictionary.findlaw.com\/definition\/long.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tLong\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Mandatory Delivery Commitment\" href=\"https:\/\/dictionary.findlaw.com\/definition\/mandatory-delivery-commitment.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tMandatory Delivery Commitment\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Margin Account\" href=\"https:\/\/dictionary.findlaw.com\/definition\/margin-account.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tMargin Account\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t<\/ul>\n\t\t\t<\/div>\n\t\t\t\t\t<div class=\"g-col-12 g-col-12 g-col-md-6 g-col-xxl-4\">\n\t\t\t\t<ul class=\"fl-list fl-no-margin fl-mt20 fl-mb20\">\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Money Market\" href=\"https:\/\/dictionary.findlaw.com\/definition\/money-market.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tMoney Market\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Offering\" href=\"https:\/\/dictionary.findlaw.com\/definition\/offering.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tOffering\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Option\" href=\"https:\/\/dictionary.findlaw.com\/definition\/option.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tOption\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Registration Statement\" href=\"https:\/\/dictionary.findlaw.com\/definition\/registration-statement.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tRegistration Statement\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t\t\t<li class=\"fl-flex fl-list-control-list-item\">\n\t\t\t\t\t\t\t<i class=\"fa fa-angle-right small\" aria-hidden=\"true\"><\/i>\n\t\t\t\t\t\t\t<a title=\"Securities Act Of 1933\" href=\"https:\/\/dictionary.findlaw.com\/definition\/securities-act-of-1933.html\" class=\"fl-list-item-link\">\n\t\t\t\t\t\t\t\tSecurities Act Of 1933\n\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t\t<\/ul>\n\t\t\t<\/div>\n\t\t\t<\/div>\n<\/div>\n<div>\n\t\t\t<p class=\"fl-text-bold\">\n\t\t\t<a href=\"https:\/\/dictionary.findlaw.com\/legal-glossary\/securities-law.html\">See More Securities Law Terms<\/a>\n\t\t<\/p>\n\t\t<p class=\"fl-text-bold\">\n\t\t<a href=\"https:\/\/dictionary.findlaw.com\/#glossary\">See Other Legal Glossaries <span aria-hidden=\"true\">&raquo;<\/span><\/a>\n\t<\/p>\n<\/div>\n\n    <\/div>\n","protected":false},"excerpt":{"rendered":"<p>What is &#8216;Securities And Exchange Commission&#8217;? Learn more about legal terms and the law at FindLaw.com<\/p>\n","protected":false},"parent":358119,"menu_order":0,"template":"app\/Http\/Controllers\/Templates\/DictionaryArticleController.php","meta":{"_acf_changed":false,"_stopmodifiedupdate":false,"_modified_date":"","_autodraft_ids":[],"_cloudinary_featured_overwrite":false,"_sb_is_suggestion_mode":false,"_sb_show_suggestion_boards":false,"_sb_show_comment_boards":false,"_sb_suggestion_history":"","_sb_update_block_changes":"","_is_real_time_mode":false,"_realtime_collaborators":"","cf_checklist_status":[]},"dictionary_tags":[2756,2757,2770,2771],"class_list":["post-365011","dictionary","type-dictionary","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary\/365011","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary"}],"about":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/types\/dictionary"}],"up":[{"embeddable":true,"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary\/358119"}],"wp:attachment":[{"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/media?parent=365011"}],"wp:term":[{"taxonomy":"dictionary_tags","embeddable":true,"href":"https:\/\/dictionary.findlaw.com\/law-api\/wp-json\/wp\/v2\/dictionary_tags?post=365011"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}